119-hr145

HR
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Risk Disclosure and Investor Attestation Act

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Introduced:
Jan 3, 2025
Policy Area:
Finance and Financial Sector

Bill Statistics

3
Actions
0
Cosponsors
1
Summaries
4
Subjects
1
Text Versions
Yes
Full Text

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Latest Action

Jan 3, 2025
Referred to the House Committee on Financial Services.

Summaries (1)

Introduced in House - Jan 3, 2025 00
<p><strong>Risk Disclosure and Investor Attestation Act</strong></p><p>This bill expands who may be considered an accredited investor for purposes of participating in private offerings of securities. Certain unregistered securities may only be offered to accredited investors.</p><p>Specifically, the bill allows an individual to qualify by certifying to the issuer of securities that the individual understands the risks of investment in private issuers. Currently, accredited investors must satisfy certain requirements indicating their reduced exposure to financial risk, including those related to income, net worth, or knowledge and experience.</p>

Actions (3)

Referred to the House Committee on Financial Services.
Type: IntroReferral | Source: House floor actions | Code: H11100
Jan 3, 2025
Introduced in House
Type: IntroReferral | Source: Library of Congress | Code: Intro-H
Jan 3, 2025
Introduced in House
Type: IntroReferral | Source: Library of Congress | Code: 1000
Jan 3, 2025

Subjects (4)

Business investment and capital Finance and Financial Sector (Policy Area) Financial services and investments Securities

Text Versions (1)

Introduced in House

Jan 3, 2025

Full Bill Text

Length: 2,203 characters Version: Introduced in House Version Date: Jan 3, 2025 Last Updated: Nov 15, 2025 6:15 AM
[Congressional Bills 119th Congress]
[From the U.S. Government Publishing Office]
[H.R. 145 Introduced in House

(IH) ]

<DOC>

119th CONGRESS
1st Session
H. R. 145

To amend the Securities Act of 1933 to permit an individual to invest
in private issuers upon acknowledging the investment risks, and for
other purposes.

_______________________________________________________________________

IN THE HOUSE OF REPRESENTATIVES

January 3, 2025

Mr. Davidson introduced the following bill; which was referred to the
Committee on Financial Services

_______________________________________________________________________

A BILL

To amend the Securities Act of 1933 to permit an individual to invest
in private issuers upon acknowledging the investment risks, and for
other purposes.

Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1.

This Act may be cited as the ``Risk Disclosure and Investor
Attestation Act''.
SEC. 2.

(a) In General.--
Section 2 (a) (15) of the Securities Act of 1933 (77b (a) (15) ) is amended-- (1) by redesignating clause (i) as subparagraph (A) ; (2) in subparagraph (A) , as so redesignated, by striking ``or'' at the end; (3) by redesignating clause (ii) as subparagraph (B) ; (4) in subparagraph (B) , as so redesignated, by striking the period at the end and inserting ``; and''; and (5) by adding at the end the following: `` (C) with respect to an issuer, any individual that has attested to the issuer that the individual understands the risks of investment in private issuers, using such form as the Commission shall establish, by rule, but which form may not be longer than 2 pages in length.

(a)

(15) of the Securities Act of 1933
(77b

(a)

(15) ) is amended--

(1) by redesignating clause
(i) as subparagraph
(A) ;

(2) in subparagraph
(A) , as so redesignated, by striking
``or'' at the end;

(3) by redesignating clause
(ii) as subparagraph
(B) ;

(4) in subparagraph
(B) , as so redesignated, by striking
the period at the end and inserting ``; and''; and

(5) by adding at the end the following:
``
(C) with respect to an issuer, any individual
that has attested to the issuer that the individual
understands the risks of investment in private issuers,
using such form as the Commission shall establish, by
rule, but which form may not be longer than 2 pages in
length.''.

(b) Rulemaking.--Not later than the end of the 1-year period
beginning on the date of enactment of this Act, the Securities and
Exchange Commission shall issue rules to carry out the amendments made
by subsection

(a) , including establishing the form required under such
amendments.
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